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Building and maintaining a savings cushion is vital for your financial health. Most financial experts recommend having a minimum of three months’ worth of living expenses set aside in case of an emergency, but many people may find it difficult to build up that much money in savings. If you think that you might have difficulty in building up the savings that you need, you might want to consider some of the following ideas.

Focus your spending

Create a budget and track your spending. After seeing where your money goes, it’s much easier to decide where you can cut. Then live by it.

Treat saving like a bill

Consider your monthly savings amount a bill that has to be paid. Pay your account every month or every two weeks.

Think small

Many people don’t think their budget allows room to save, but even a small amount adds up over time. Depending on the size of your family, skipping a meal out each week could result in a $160 per month savings deposit. Take a good look at your spending habits, and you probably can find $150 or so each month in extras that you could do without to build up savings.

Save your raise

The next time you get a raise at work or a tax refund, consider directing half to savings. If you’re not used to the money, you won’t miss it.

Continue paying

When you pay off a car or other loan, consider making half of the payment to yourself and put it into your emergency savings account. You will not miss the money if it is in savings, but you will find a way to spend it if it remains in your checking account.

Turn off the TV

Don’t listen to the advertisements, Ignore sale flyers or mail-order catalogs. The latest sale tempts you to spend money unnecessarily.

Think before you charge

Unless you’re in the habit of paying your credit card bill in full each month, don’t use the cards for anything you can eat or wear.

Consider a refinance

Shop for loan quotes and see if interest rates are lower than they were when you took out some of your major loans. Consider refinancing your mortgage and your car loan.

Alternate your commute

If you live in an area that has good public transportation, see if you can get around without the car. Maybe you can get by on one car instead of two.

Conserve energy

Do an energy check on the house. Replace cracked storm windows and renew the weather stripping.

Java-jolt savings

If you’re a coffee drinker, don’t stop at the coffee shop each morning. Make your coffee at home.

Participate in a 401(k) or 403(b) plan

If your employer doesn’t offer these plans, then you could start saving in a tax-advantaged IRA or Roth IRA account.

Involve the whole family

Even the youngest child can contribute change to the savings goal. It is easier for children to get involved if they understand why they must give up pizza night (or at least cut down the number of toppings!). Also, you are setting a good financial example for your children.

Savings rewards

Plan a treat for you, your family or both when you reach your emergency savings goal. Make it something everyone will look forward to, but not something very expensive, like a day at the zoo or at the beach. The important thing is to mark the occasion and congratulate yourself and all those who helped!

Compulsive Spending – Coping With Stress When Your Loved One is a Shopaholic



Out-of-control spending on frivolous purchases can wreck relationships and cause stress among family members when spending habits cause excessive debt or inability to meet basic living expenses. While it’s obvious that shopaholics create financial stress for themselves, many shopaholics don’t realize just how much stress their overspending and hoarding causes for their loved ones.

If you have a spouse, sibling, parent, adult child, close friend or other loved one with a compulsive spending problem, there is a limit on what you can do to help, because the person with the spending problem must be willing to change their own habits to get to a permanent solution.

Hoarding frequently goes along with the overspending–the frivolous items that are purchased have to be stored, and this leads to the related problem of household clutter.

It often takes a financial crisis, or support from a credit counselor or an organization like Debtors Anonymous, to help the compulsive spender get out of debt and establish healthy spending habits. Meanwhile, the loved ones of the compulsive spender suffer, especially those who live in the same household with them. Some compulsive spenders have no desire to change their habits, and their loved ones have the stress of witnessing the shopaholic digging themselves deeper into debt.

Those who have responsible and healthy spending habits have difficulty understanding frivolous spending. It seems incomprehensible to buy things that you don’t need. Some compulsive spenders have explained that they get a thrill out of the act of buying. While people with responsible spending habits may enjoy shopping for a new fishing rod (or sewing machine, or shoes, or whatever) their main enjoyment comes from actually using the item.

In contrast, a shopaholic buys multiple items he/she doesn’t need and will never use, and can rationalize any purchase. The excuses are unlimited and can be nonsensical (for example, a compulsive spender may call their hoard of sixteen second-hand sewing machines an “investment”). Items are often hidden or stowed away. In particular, expensive items are hidden in order to conceal how much is being spent. The compulsive spender may have hoarded so much that he/she no longer remembers what they’ve bought and their storage area may be stacked with a nightmarish amount of clutter.

Family matters. If your loved one is a compulsive shopper, it’s likely that you’re all too aware of their habits. Overspending can lead to obvious problems such as marital arguements about spending habits and difficulty paying bills. The shopaholic’s habits include secrecy about their money and how much they’re spending. Compulsive spenders say that there is guilt related to their habits, which goes along with wanting to cover up their actions.

However, a shopaholic may be more than willing to talk to you about the details of your own finances–after all, they are obsessed with money and spending. If they are a close relative, they may ask you detailed questions about your salary, how much you paid for household items, etc. But they are not willing to share their financial details with you.

Therefore, if you know or suspect that you have a shopaholic in your family, you are probably wondering how much they are in debt. The answer could shock you. Credit card debt in six-figure sums is not uncommon when a middle-class shopaholic with multiple cards has been overspending for years. Even relatively small amounts can create major stress, if the shopaholic doesn’t earn enough to make their credit card payments.

Bailouts. Another stressful situation is when debt rises to a crisis point where the spender is having problems meeting their minimum payments. They ask friends or relatives for a sizeable loan or bailout–and then ask for it to be kept a secret from other family members.

A related situation is when the hoarding area becomes intolerably cluttered. Hoarding can get to the point where rooms can no longer be used because they are jammed with purchases. Family members or friends may help clear out the clutter from the hoarding area, but when the clutter is cleared out, the shopaholic is likely to continue their habit of spending and hoarding, unless they are committed to changing their habits.

Lack of savings. Because the compulsive spender’s money is being spent on frivolous purchases, saving for future needs is ignored. Getting by with paying the bills just in time this month is a concern. This has a ripple effect on the rest of the family when saving for a college education and setting money aside for emergencies and unexpected expenses (such as home repair) are ignored.

Copycat buying. When you mention buying something new, the compulsive spender cross-examines you about the details: how big it is (for example, a TV), how much you paid for it, where you bought it, how well it works. Later, you find out that they’ve bought one just like yours, or a more expensive version of the same item. You feel guilty because you mentioned it in the first place, and blame yourself because you didn’t realize their compulsion would urge them to buy one in order to keep up with you. Your pleasure with your new purchase is spoiled, because now you are worried about your loved one digging themselves deeper into credit card debt. Friends or relatives of the shopaholic may tell you in an irate voice “don’t tell so-and-so when you buy a new TV.”

So, you avoid discussing future purchases with them. This has you walking on eggshells when you have a conversation with the overspender, because you avoid talking about anything having to do with shopping (or vacations, or whatever you think they’d be copy-catting you on). This is hard to do when the compulsive shopper is a close friend or relative. Shopaholics will shop for anything–you may casually mention a new software you recently started using, and they may go buy the same software, even if their computer skills are minimal and they have no knowledge or use for it. Remember, the thrill for them is in buying, not in using, the item.

Blaming others for their problem. The shopaholic is always ready with an excuse, and it’s convenient to blame others. Excuses are limitless. One debtor complained that their six-figure mountain of credit card debt was due to the expenses of bringing up their children—although the adult children in this case were employed, self-sufficient, and out of the nest for over 15 years. Many shopaholics have a long history of overspending, starting as young adults.

Guilt. Compulsive spenders often feel guilt associated with their excessive spending. They may be generous by nature, or unconsciously attempting to alleviate the guilt by giving expensive gifts. The result is that the loved one feels bad about receiving a gift, because he/she knows that the giver couldn’t afford it, and it went on a charge card, adding to a pre-existing mountain of debt. The loved one may ask the debtor to refrain from giving them gifts, and this may (or may not) influence the debtor.

Coping with stress. Having a close relationship with a shopaholic is stressful. It is important not to blame yourself for a problem you didn’t create. You cannot control the spending habits of other adults, who have minds of their own. You can give sound advice and try to help, but don’t allow anyone make you feel guilty about a problem they created all on their own. Be prepared that advice you give a shopaholic may be ignored.

If your loved one is willing to get credit counseling or join Debtor’s Anonymous, that is wonderful. However, many compulsive spenders are unwilling to change anything, and even deny that they have a problem. There may be nothing that will change their minds, short of a financial meltdown that forces them into a situation such as bankruptsy or foreclosure.

“How to get out of debt, stay out of debt and live prosperously” by Jarrold Mundis is an enlightening book full of practical advice. This book details the effects of debt on the debtor’s loved ones, and gives sound advice if your loved one is a compulsive spender. It is available at many libraries. If your compulsive spender realizes that they have a problem and is willing to change their habits, this book can be eye-opening for them. This book also explains the consequences of family loans to compulsive spenders, and the dark side of family bailouts.

If stress is getting to you, consider talking with a credit counselor or other professional. Although you’re not the one with the spending problem, they can help you understand your loved one’s compulsion better.

Also, it is very important to guard your own finances from the consequences of a loved one’s behavior. For example, non-debtors have been saddled with debt by co-signing loans or being co-listed on the shopaholic’s credit card and bank accounts.

Love the person, not the problem. Realize that your loved one has many beautiful qualities that are not related to their debting. They may have good intentions behind their extravagant spending (such as giving nice gifts), and they probably don’t realize the stress they create for those who love them.

Empathy and understanding

The purpose of this article is to help loved ones of compulsive spenders realize that they are not alone in their stress. This article does not replace professional advice from a credit counselor or financial aid organization. Please seek professional advice for stressful debt problems. I have no involvement in the credit or financial industries, and intend this article simply as empathy and understanding for others who worry about their loved ones. Good luck to you and to your loved ones.

A Summer of Discontent For the Nation’s Finances



Judging from the way stocks have been moving up and down, and faced with a cautious if not confused market in the months ahead, there are plenty of reasons for concern. Most broad-based investment portfolios had a good first quarter run and gave back these gains by the end of the second quarter — the first down quarter in 15 months. After seven months, the market is up fractionally. So who’s taking the biggest hit?

This turbulence is particularly unsettling for New Seniors for several reasons. Those 65+ depend on their retirement plans to complement and supplement Social Security benefits. Negative growth means the principal is shrinking, because whatever flat sum is needed each month for living expenses is greater than the return on investment. So many of us are worried about running out of money before we run out of life. Not a comforting feeling for those who worked all our lives to have a retirement nest egg.

Many of us have a beef because government workers, whose retirement plans are protected from the same volatility, don’t share the uncertainties private sector retirees must endure. Public employees once made less money in exchange for job security and better benefit packages, including retirement plans. The tide has turned; now this sector makes more in raw salaries than comparable jobs in private business. With states and municipalities in financial trouble, taxpayers must pay the bill for underperforming public employee pension plans. Why? Because it’s in their contracts.

When the economy was good, these deals were negotiated by the unions representing various groups of government workers. At best, everyone thought the market would continue to grow and this clause would not be a problem. The worst case was that elected and appointed officials responsible for putting this plans together, mortgaged our tomorrows so they could look good at the time. Even if you live in a city or state where these outlandish concessions were not made, the federal government will be called upon to bail out those struggling, which means greater deficits, higher taxes or both.

Concurrently, manufacturing is sputtering and retail as well as home sales are off. The good news is people have started to save more, but this does not help an economy that is dependent on consumption to grow and prosper. Jobs won’t be created, other than for government employment, until individuals have confidence enough to start buying. Then businesses will start hiring. And taxes will start coming into the various governments. Taxes don’t need to be raised when people are working and businesses are growing; because this, in turn, generates more tax dollars.

Many politicians don’t want to hear this, because they tend to measure their job performance by how many bills are passed and the size of the budgets attached to the legislation. That’s why it’s important to elect people this November who understand that the spending spree must end and sound fiscal as well as social responsibility must prevail. Otherwise, New Seniors and those following us in the years to come will be faced with many summers of discontent.

Personal Finance – Cutting Spending and Boosting Income



Finding ways to increase your family’s income may also be essential, especially if you’ve cut your budget to the bare bones and you’re still sliding backward, just treading water, or paying for every unexpected expense with a credit card. You may also want to consider working at another job or working more hours at your current job.

Don’t reject any cost-cutting ideas right off the bat, even if implementing them means major changes in your lifestyle and a lot of sacrifice. Be open to anything and everything; try to focus less on what you’re giving up and more on where spending less will help get you in the end.

After you give up a few “essentials,” you may discover that you don’t even miss them. You may find that not having them actually improves your quality of life. For example, using public transportation to get to and from work gives you time to read, think, and maybe even relax. And cutting out some activities that have filled your kids’ after-school hours and weekends may open up new opportunities for you and your kids to interact.

Housing is probably the single biggest item in your budget, especially if you are a homeowner and take into account the cost of maintenance, repairs, insurance, and taxes. You can rein in your housing costs in many ways.

You may find a silver lining in your cash crunch if you’re a regular smoker or drinker. Not having the money you need to pay your creditors and cover your basic living expenses may convince you that it’s time to become a nonsmoker, or to give up that glass or two (or three) of wine you sip at the end of each day, or that six pack of beer you throw back each evening.

Let’s assume, for example, that you and your spouse or partner enjoy a

Converting Tax-Deferred Retirement Plans to Life Insurance to Save Income Tax and Estate Tax



Assume that an older, wealthy widow(er)or divorced individual has a substantial amount in tax-deferred retirement plans such as defined contribution pension plans, 401k plans, 403b plans, and traditional IRAs. The widow(er) wants to leave the retirement plans to his or her children.

The problem is that when the children inherit the tax-deferred retirement plans and take distributions from them, the distributions are fully taxable to the children. The retirement plans are income in respect of a decedent (known as IRD), which is taxable. In addition, the balances in the retirement plans are fully included in the decedent’s gross estate for estate tax purposes.

If the individual were married rather than being a widow(er)or a divorced individual, usually the individual would want to leave the money in the retirement plans to his or her spouse. In that case, the surviving spouse could transfer the money into his or her own IRA and treat the account as his or her own. The surviving spouse would avoid income tax on the money in the decedent’s tax-deferred retirement plans. The bequest would also qualify for the unlimited marital deduction for estate tax purposes.

Is there any way to achieve the parent’s goal of having enough money to pay living expenses and yet leave a good inheritance to the children? The answer is yes if the older, wealthy parent is insurable for life insurance purposes.

Here is how the solution would work. The parent obtains a life insurance policy large enough to replace the balances in all the tax-deferred retirement plans. However, the parent is not the owner of the life insurance. The parent forms an irrevocable life insurance trust that has a “Crummey Powers” clause, and the irrevocable life insurance trust owns the life insurance policy. This technique will keep the value of the life insurance out of the decedent’s gross estate.

A “Crummey Powers” clause gets its name from a court case. It has to do with whether a gift is subject to gift tax. Gifts that are less than the annual exclusion amount are exempt from gift tax as long as the gift is a present interest in property. A “Crummey Powers” clause allows the beneficiary of a life insurance trust the right to withdraw gifts made to the trust that the donor intends to pay for life insurance premiums. As long as the beneficiary has the right to withdraw the donation under the “Crummey Powers” clause, it is a gift of a present interest in property.

Assume that the beneficiary does not exercise the right to withdraw the donation. The irrevocable life insurance trust will use the donation by the parent to pay the premiums on the life insurance.

Where does the parent obtain the money to donate the money to the trust to pay the life insurance premiums? The parent converts the balances in the retirement plans into a life annuity. Therefore, the parent receives payments for life and uses part of them to pay the insurance premiums through the trust. At the parent’s death, the annuity is worth zero. Therefore, the children do not have any income in respect of a decedent. Nothing from the annuity is included in the gross estate.

The life insurance company pays the children the proceeds of the life insurance policy. The proceeds of life insurance on account of the death of the insured are not subject to income tax. They are not subject to estate tax because the decedent did not own the policy.

This plan allows the parent to have an income stream during life from the annuity. The annuity payments would be fully taxable unless the individual has any basis in the annuity. The individual will need to use other income tax planning techniques to reduce the income tax resulting from the annuity payments.

This strategy converts amounts that would be subject to income tax and estate tax to amounts that are not subject to income tax or estate tax in the hands of the children. This strategy requires the services of a tax advisor, an attorney, and a life insurance agent. They all must be competent and exercise great care in implementing the strategy. However, if done correctly, this strategy can result in substantial tax savings. It also gives the parent more peace of mind knowing that the children will not have to pay taxes on the life insurance.